Legal Professions
Finance Professions
License Examination Timetable
License |
Examination |
Expected Semester |
Securities Specialist |
v Securities Regulations and Practice v Securities Investment and Financial Statement Analysis |
Second Semester of Freshman Year |
Trust Specialist |
v Trust Regulations v Trust Practices |
Second Semester of Freshman Year |
Financial Planning Specialist |
v Financial Tools v Financial Planning Practice |
First Semester of Sophomore Year |
Securities Investment Trust & Consulting Professionals |
v Investment Trust and Consulting Regulations (Including Self-disciplinary Rules) v Securities Investment and Financial Analyst v Securities Regulations and Practice |
First Semester of Sophomore Year |
International Banking Personnel (Entry-level) |
v Foreign Exchange Personnel v Export & Import Foreign Exchange Personnel |
Second Semester of Sophomore Year |
Structured Products Sales |
v Principles and Practices of Structured Products v Introduction to Financial Derivatives v Principles, Practices, and Regulations of Bond Market |
Second Semester of Sophomore Year |
Property and Casualty Insurance Sales |
v Property Insurance Practices v Property Insurance Regulations |
First Semester of Junior Year |
Life Insurance Sales |
v Insurance Regulations v Insurance Practices v Financial Markets and Professional Ethics |
First Semester of Junior Year |
Investment-oritented Life Insurance Products Sales |
v Theories and Regulations of Investment Insurance v Introduction to the Financial System v Regulations and Mechanism of Securities Investment Trust v Investments |
Before Graduation |